Directors’ Dealings

 

Managers’ Transactions

In accordance with article 19 of the EU Market Abuse Regulation (MAR), persons discharging managerial responsibilities, as well as persons closely associated with them are obliged to immediately notify the issuer and the competent authority of any transactions in securities of the issuer.

All notifications of this nature will be published on this website for a period of at least one month. 

 

Announcement as of January 23, 2023

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Christoph Hellrung
2. Reason for the notification  
a) a) Position/status Member of the managing body
b) b) Initial notification Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction

Purchase

Acquisition of shares by exercising option rights from a stock option program for members of the Management Board, executives and employees

c) c) Price(s) Volume(s)
  1.24 EUR 206.665,84 EUR
d) d) Aggregated price Aggregated volume
  1.24 EUR 206.665,84 EUR
e) e) Date of the transaction 23.01.2023 UTC+1
f) f) Place of the transaction
    MIC
Outside a trading venue

 

Announcement as of January 23, 2023

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Michael Schmidt
2. Reason for the notification  
a) a) Position/status Member of the supervisory board
b) b) Initial notification Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction

Purchase

Acquisition of shares by exercising option rights from a stock option program for members of the Management Board, executives and employees

c) c) Price(s) Volume(s)
  1.24 EUR 206.665,84 EUR
d) d) Aggregated price Aggregated volume
  1.24 EUR 206,665,84 EUR
e) e) Date of the transaction 23.01.2023 UTC+1
f) f) Place of the transaction
    MIC
Outside a trading venue

 

Announcement as of January 23, 2023

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Uwe Knoke
2. Reason for the notification  
a) a) Position/status Member of the managing body
b) b) Initial notification Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction

Purchase

Acquisition of shares by exercising option rights from a stock option program for members of the Management Board, executives and employees

c) c) Price(s) Volume(s)
  1.24 EUR 74,400,00 EUR
d) d) Aggregated price Aggregated volume
  1.24 EUR 74,400,00 EUR
e) e) Date of the transaction 23.01.2023 UTC+1
f) f) Place of the transaction
    MIC
Outside a trading venue

 

Announcement as of December 14, 2022

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Andreas Odenbreit
2. Reason for the notification  
a) a) Position/status Member of the managing body
b) b) Initial notification  
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction

Purchase

Transaction linked to the exercise of share option programmes

c) c) Price(s) Volume(s)
  1.24 EUR 206,665.84 EUR
d) d) Aggregated price Aggregated volume
  1.24 EUR 206,665.84 EUR
e) e) Date of the transaction 09.12.2022 UTC+1
f) f) Place of the transaction
    MIC
Outside a trading venue

 

Announcement as of Octobre 05, 2022

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Jürgen Beck-Bazlen
2. Reason for the notification  
a) a) Position/status Member of the administrative or supervisory body
b) b) Initial notification  
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction Purchase
c) c) Price(s) Volume(s)
  3.91 EUR
3.92 EUR
3.8 EUR
17,986.00 EUR
6,272.00 EUR
3,040.00 EUR
d) d) Aggregated price Aggregated volume
  3.8997 EUR 27,298.00 EUR
e) e) Date of the transaction 4.10.2022 UTC+0
f) f) Place of the transaction
    MIC
Tradegate
TGAT
5. Explanation
Donor is Member of the Supervisory Board of 3U HOLDING AG
 

Announcement as of September 16, 2019

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Mr Felix Bazlen
2. Reason for the notification  
a) a) Position/status In close relationship
Mr Jürgen Beck-Bazlen
Director
b) b) Initial notification  
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction Another Donation (200.000 shares)
c) c) Price(s) Volume(s)
  0.00 EUR 0.00 EUR
d) d) Aggregated price Aggregated volume
  0.00 EUR 0.00 EUR
e) e) Date of the transaction 13.09.2019 UTC+2
f) f) Place of the transaction outside any trading platform
5. Explanation
Donor is Member of the Supervisory Board of 3U HOLDING AG
 

 

Announcement as of September 16, 2019

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Mr Jürgen Beck-Bazlen
2. Reason for the notification  
a) a) Position/status Director
b) b) Initial notification  
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction Another Donation (200.000 shares)
c) c) Price(s) Volume(s)
  0.00 EUR 0.00 EUR
d) d) Aggregated price Aggregated volume
  0.00 EUR 0.00 EUR
e) e) Date of the transaction 13.09.2019 UTC+2
f) f) Place of the transaction outside any trading platform
5. Explanation
Recipient of the donation is the dependent son of the director
 

 

Announcement as of August 20, 2019

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Mr Jürgen Beck-Bazlen
2. Reason for the notification  
a) a) Position/status Director
b) b) Initial notification  
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction Purchase
c) c) Price(s) Volume(s)
  1.38 EUR 27,600.00 EUR
d) d) Aggregated price Aggregated volume
  1.38 EUR 27,600.00 EUR
e) e) Date of the transaction 19.08.2019 UTC+2
f) f) Place of the transaction XETRA
  MIC XETR

 

Announcement as of August 15, 2019

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Mr Jürgen Beck-Bazlen
2. Reason for the notification  
a) a) Position/status Director
b) b) Initial notification  
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction Purchase
c) c) Price(s) Volume(s)
  1.40 EUR 420.00 EUR
  1.40 EUR 1,400.00 EUR
  1.40 EUR 1,050.00 EUR
  1.40 EUR 11,200.00 EUR
  1.40 EUR 1,330.00 EUR
d) d) Aggregated price Aggregated volume
  1.40 EUR 15,400.00 EUR
e) e) Date of the transaction 14.08.2019 UTC+2
f) f) Place of the transaction XETRA
  MIC XETR

Announcement as of August 15, 2018

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a) a) Name Mr Jürgen Beck-Bazlen
2. Reason for the notification  
a) a) Position/status Director
b) b) Initial notification  
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a) a) Name 3U HOLDING AG
b) b) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a) a) Description of the financial instrument, type of instrument Share
  Identification code DE0005167902
b) b) Nature of the transaction Purchase
c) c) Price(s) Volume(s)
  1.25 EUR 5,000.00 EUR
  1.255 EUR 2,812.46 EUR
  1.26 EUR 8,516.34 EUR
d) d) Aggregated price Aggregated volume
  1.256 EUR 16,328.80 EUR
e) e) Date of the transaction 15.08.2018 UTC+2
f) f) Place of the transaction XETRA
  MIC XETR

 

Announcement as of May 15, 2018

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Thies, Stefan
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 1.235
    EUR 1,24
Volume(s)
EUR 7,817.55
EUR 3,930.80
d.) Aggregated price
    EUR 1.237
Aggregated volume
EUR 11,748.35
e.) Date of transaction 2018-05-15; UTC + 2
f.) Place of the transaction Xetra

 

Announcement as of May 8, 2018

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 1.20
Volume(s)
EUR 24,000.00
d.) Aggregated price
    EUR 1.20
Aggregated volume
EUR 24,000.00
e.) Date of transaction 2018-05-08; UTC + 2
f.) Place of the transaction Xetra

 

Announcement as of October 5, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.857
    EUR 0.849
Volume(s)
EUR 5,142.00
EUR 7,641.00
d.) Aggregated price
    EUR 0.8522
Aggregated volume
EUR 12,783.00
e.) Date of transaction 2017-10-04; UTC + 2
f.) Place of the transaction Systematic internalization by Consorsbank

 

Announcement as of October 5, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Thies, Stefan
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.844
    EUR 0.845
Volume(s)
EUR 6,675.19
EUR 2,003.49
d.) Aggregated price
    EUR 0.844
Aggregated volume
EUR 8,678.68
e.) Date of transaction 2017-10-05; UTC + 2
f.) Place of the transaction XETRA
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.843
Volume(s)
EUR 1,099.27
d.) Aggregated price Aggregated volume
e.) Date of the transaction 2017-10-05; UTC + 2
f.) Place of the transaction Tradegate

 

Announcement as of October 5, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.808
    EUR 0.812
    EUR 0.813
    EUR 0.861
    EUR 0.862
    EUR 0.852
Volume(s)
EUR 29,016.30
EUR 3,249.04
EUR 2,519.12
EUR 5,403.38
EUR 2,342.82
EUR 6,813.93
d.) Aggregated price
    EUR 0.822
Aggregated volume
EUR 49,344.59
e.) Date of transaction 2017-10-02; UTC + 2
f.) Place of the transaction Systematic internalization by Consorsbank

 

Announcement as of September 29, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.795
    EUR 0.80
    EUR 0.799
Volume(s)
EUR 12,118.19
EUR 22,106.40
EUR 13,682.08
d.) Aggregated price
    EUR 0.798
Aggregated volume
EUR 47,906.66
e.) Date of transaction 2017-09-29; UTC + 2
f.) Place of the transaction Xetra

 

Announcement as of March 24, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.79
    EUR 0.798
    EUR 0.799
    EUR 0.799
    EUR 0.80
    EUR 0.808
Volume(s)
EUR 15,104.80
EUR 7,522.79
EUR 1,160.95
EUR 2,397.00
EUR 8,000.00
EUR 5,656.00
d.) Aggregated price
    EUR 0.7968
Aggregated volume
EUR 39,841.49
e.) Date of transaction 2017-03-24; UTC
f.) Place of the transaction Xetra

 

Announcement as of January 23, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.68
    EUR 0.689
    EUR 0.688
    EUR 0.699
    EUR 0.719
    EUR 0.72
Volume(s)
EUR 3,055.24
EUR 3,391.26
EUR 3,164.80
EUR 3,494.30
EUR 5,837.56
EUR 2,064.24
d.) Aggregated price
    EUR 0.70
Aggregated volume
EUR 21,007.40
e.) Date of transaction 2017-01-23; UTC +1
f.) Place of the transaction Xetra

 

Announcement as of January 19, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.658
    EUR 0.659
    EUR 0.66
Volume(s)
EUR 1,433.78
EUR 3,295.00
EUR 8,461.86
d.) Aggregated price
    EUR 0.66
Aggregated volume
EUR 13,190.64
e.) Date of the transaction 2017-01-19; UTC +1
f.) Place of the transaction Xetra

 

Announcement as of January 18, 2017

Managers’ transactions announcement according to article 19 MAR

Directors’ Dealings notification –
The person with duty of notification is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities/person closely associated  
a.) Name Beck-Bazlen, Jürgen
2. Reason for the notification  
a.) Position/status Member of the Supervisory Board
b.) Initial notification/Correction Initial notification
3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
a.) Name 3U HOLDING AG
b.) LEI 529900VVQ4470YJ67K26
4. Details of the transaction(s)  
a.) Description of the financial instrument, type of instrument Share
DE0005167902
b.) Nature of the transaction Purchase
c.) Price(s)
    EUR 0.63
Volume(s)
EUR 94,500
d.) Aggregated price
    EUR 0.63
Aggregated volume
EUR 94,500
e.) Date of the transaction 2017-01-18; UTC +1
f.) Place of the transaction Outside a trading venue